DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Richard Lee Chambers

Advisor at LPL FINANCIAL LLC

BUTLER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f72b52e4-a725-4863-071b-9650f9fce0b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 1, 1994
First registration: Oct 28, 2004
Dual registered: yes, broker-dealer
Other names: Rich Chambers|Richard Lee Chambers|Richard Lee Chambers
IAPD individual key: 2435036

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 8, 2023	n/a	yes	BUTLER, PA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Nov 20, 2019	Mar 10, 2023	no	Crystal Lake, IL\|WEST DUNDEE, IL\|Algonquin, IL\|Logan, OH\|Cambridge, OH\|Somerset, OH\|Circleville, OH\|Cambridge, OH\|Sugarcreek, OH\|Washington Court House, OH\|Hopedale, OH\|Toronto, OH\|Brilliant, OH	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Mar 24, 2017	Nov 25, 2019	no	GURNEE, IL\|Abbott Park, IL\|Mettawa, IL	Previous registration
BCU WEALTH ADVISORS, LLC	Independent wealth	Apr 1, 2013	Mar 15, 2017	no	VERNON HILLS, IL	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jun 25, 2012	Mar 13, 2017	no	VERNON HILLS, IL\|Round Lake, IL	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 31, 2012	Jun 13, 2012	no	Fox Lake, IL\|Vernon Hills, IL\|Algonquin, IL	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jul 7, 2010	Jun 8, 2012	no	VERNON HILLS, IL	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jan 3, 2006	Jul 6, 2010	no	ROUND LAKE, IL\|VERNON HILLS, IL	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Oct 28, 2004	May 5, 2005	no	WEIRTON, WV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	LPL FINANCIAL LLC	Mar 10, 2023	Mar 8, 2023	-2	Firm change	Ibd to RIA
CUNA BROKERAGE SERVICES, INC.	U.S. BANCORP INVESTMENTS, INC.	Nov 25, 2019	Nov 20, 2019	-5	Firm change	Ibd to ibd
BCU WEALTH ADVISORS, LLC	CUNA BROKERAGE SERVICES, INC.	Mar 15, 2017	Mar 24, 2017	9	Firm change	Other
CUSO FINANCIAL SERVICES, L.P.	BCU WEALTH ADVISORS, LLC	Mar 13, 2017	Apr 1, 2013	-1,442	Firm change after gap	Other
U.S. BANCORP INVESTMENTS, INC.	CUSO FINANCIAL SERVICES, L.P.	Jun 13, 2012	Jun 25, 2012	12	Firm change	Other
CUSO FINANCIAL SERVICES, L.P.	U.S. BANCORP INVESTMENTS, INC.	Jun 8, 2012	May 31, 2012	-8	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	CUSO FINANCIAL SERVICES, L.P.	Jul 6, 2010	Jul 7, 2010	1	Firm change	Other
PRINCIPAL SECURITIES, INC.	CUNA BROKERAGE SERVICES, INC.	May 5, 2005	Jan 3, 2006	243	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
42132:164173:IL:2017-03-13	Mar 13, 2017	Apr 1, 2013	ROUND LAKE, IL	Firm change after gap

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 8, 2023 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 20, 2019 to Mar 10, 2023factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Mar 24, 2017 to Nov 25, 2019factForm ADV
→ BCU WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 1, 2013 to Mar 15, 2017factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jun 25, 2012 to Mar 13, 2017factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Oct 28, 2004 to May 5, 2005factForm ADV

Dated events

Occurred
Mar 10, 2023
Advisor changed firm
Richard Lee Chambers left U.S. Bancorp Investments, Inc. for Lpl Financial Llc (registered 2023-03-08)
Form ADVobserved 6 days ago