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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

PAUL FLOOD

Advisor at STRATEGIC ADVISERS LLC

MT. LAUREL NJ, NJ

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Search this name across graphsid dfx:ria:f73e8f10-c58b-fe79-6e9d-d5f13195e21a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jun 21, 1985
First registration: Dec 23, 2013
Dual registered: yes, broker-dealer
Other names: PAUL RUFUS FLOOD|PAUL FLOOD
IAPD individual key: 1207024

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	MT. LAUREL NJ, NJ	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jan 16, 2023	Mar 31, 2025	no	MT. LAUREL NJ, NJ\|MERRIMACK, NH	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 18, 2015	Jun 8, 2015	no	WALL TOWNSHIP, NJ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 23, 2013	Oct 6, 2014	no	WOODBRIDGE, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jun 8, 2015	Jan 16, 2023	2,779	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	MSI FINANCIAL SERVICES, INC.	Oct 6, 2014	Feb 18, 2015	135	Firm change	Other

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jan 16, 2023 to Mar 31, 2025factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 18, 2015 to Jun 8, 2015factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 23, 2013 to Oct 6, 2014factForm ADV

Dated events

No dated event names this entity yet.