DFX Intelligence

B•••• D• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

B•••• D• T••••••

Advisor at W••••••• S••••••••• I•••

Defiance, OH | WHEELING, WV

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Search this name across graphsid dfx:ria:f73f666d-2394-44b7-b3fe-0e382382c6c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• S••••••••• I•••	Bd affiliated wealth	Sep 3, 2025	n/a	yes	Defiance, OH\|WHEELING, WV	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 1, 2021	Sep 3, 2025	no	DEFIANCE, OH\|Defiance, OH\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	W••••••• S••••••••• I•••	Sep 3, 2025	Sep 3, 2025	0	Firm change	Ibd to ibd
M•••• C••••••• A••••••• S••••••	L•• F•••••••• L••	Jul 1, 2021	Jul 1, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:43276:CA:2025-09-03	Sep 3, 2025	Sep 3, 2025	SAN DIEGO, CA	Firm change
12963:6413:OH:2021-07-01	Jul 1, 2021	Jul 1, 2021	DEFIANCE, OH	Firm change

Relationships

Registered with (3)

→ W••••••• S••••••••• I•••Registered adviserregistration: current employment
Sep 3, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 1, 2021 to Sep 3, 2025factForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Jan 24, 2012 to Jul 1, 2021factForm ADV

Dated events

Occurred
Sep 3, 2025
Advisor changed firm
B•••• D• T•••••• left L•• F•••••••• L•• for W••••••• S••••••••• I••• (registered 2025-09-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f73f666d-2394-44b7-b3fe-0e382382c6c3
First observed: Jan 24, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.