DFX Intelligence

C•••• A•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

C•••• A•••• W•••••

Advisor at W•••••• C•••• A••••

SAN CLEMENTE, CA

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Search this name across graphsid dfx:ria:f74a6439-1732-1afc-487e-53f41042809e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• C•••• A••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 7, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• C•••• A••••	State registered	Jan 17, 2024	n/a	yes	SAN CLEMENTE, CA	Current employment
R••• T••• • A•••••••••	n/a	Mar 3, 2009	Oct 16, 2012	no	SAN DIEGO, CA\|LAGUNA NIGUEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••• T••• • A•••••••••	W•••••• C•••• A••••	Oct 16, 2012	Jan 17, 2024	4,110	Firm change after gap	Other

Relationships

Registered with (2)

→ W•••••• C•••• A••••Registered adviserregistration: current employment
Jan 17, 2024 to presentfactForm ADV
→ R••• T••• • A•••••••••Registered adviserregistration: previous registration
Mar 3, 2009 to Oct 16, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f74a6439-1732-1afc-487e-53f41042809e
First observed: Mar 3, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.