DFX Intelligence

S••••• E••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

S••••• E••••• N•••••

Advisor at A••••••••• W••••• A••••••• L••

NEW BRAUNFELS, TX | New Braunfels, TX

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Search this name across graphsid dfx:ria:f74c1495-6631-7675-90b0-30e3087cbc8f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 24, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• W••••• A••••••• L••	Independent wealth	Feb 7, 2025	n/a	yes	New Braunfels, TX\|NEW BRAUNFELS, TX	Current employment
F•••• C•••••• A••••••• S•••••••	Bd affiliated wealth	Feb 24, 2023	Feb 12, 2025	no	Universal City, TX\|FORT WORTH, TX\|New Braunfels, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C•••••• A••••••• S•••••••	A••••••••• W••••• A••••••• L••	Feb 12, 2025	Feb 7, 2025	-5	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ A••••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Feb 7, 2025 to presentfactForm ADV
→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Feb 24, 2023 to Feb 12, 2025factForm ADV

Dated events

Occurred
Feb 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f74c1495-6631-7675-90b0-30e3087cbc8f
First observed: Feb 24, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.