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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Christopher John Lewein

Advisor at U.S. BANCORP ADVISORS, LLC

New Berlin, WI | Milwaukee, WI

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Search this name across graphsid dfx:ria:f74dd12f-9f61-2ac3-671e-c5a0a82c58cb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 3, 2005
First registration: Aug 1, 2007
Dual registered: yes, broker-dealer
Other names: Chris Lewein
IAPD individual key: 4886725

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Milwaukee, WI\|New Berlin, WI	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 31, 2017	Feb 13, 2026	no	SAINT PAUL, MN\|Brookfield, WI\|Milwaukee, WI\|New Berlin, WI\|Milwaukee, WI	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Aug 1, 2012	May 30, 2017	no	WAUKESHA, WI\|MUSKEGO, WI\|MUSKEGO, WI\|MUKWONAGO, WI	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Apr 29, 2010	Apr 19, 2012	no	MILWAUKEE, WI	Previous registration
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Aug 1, 2007	Aug 1, 2012	no	MUSKEGO, WI\|WAUKESHA, WI\|MENOMONEE FALLS, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
BMO HARRIS FINANCIAL ADVISORS, INC	U.S. BANCORP INVESTMENTS, INC.	May 30, 2017	May 31, 2017	1	Firm change	Other
M&I FINANCIAL ADVISORS, INC.	M&I INVESTMENT MANAGEMENT CORP.	Aug 1, 2012	Apr 29, 2010	-825	Bulk transfer	Other
M&I INVESTMENT MANAGEMENT CORP.	BMO HARRIS FINANCIAL ADVISORS, INC	Apr 19, 2012	Aug 1, 2012	104	Bulk transfer	Other

Relationships

Registered with (5)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 31, 2017 to Feb 13, 2026factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Aug 1, 2012 to May 30, 2017factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Aug 1, 2007 to Aug 1, 2012factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Apr 29, 2010 to Apr 19, 2012factForm ADV

Dated events

No dated event names this entity yet.