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RIA / WealthAdvisorCertified Financial Planner20 years in industry

RYAN FREDERICK SMITH

Advisor at RYAN SMITH FINANCIAL SERVICES

MARYSVILLE, KS

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Search this name across graphsid dfx:ria:f759a9fb-5b13-49cd-4b70-0ede94cdffaa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RYAN SMITH FINANCIAL SERVICES
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: May 18, 2006
First registration: Sep 28, 2006
Dual registered: no
IAPD individual key: 4888612

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RYAN SMITH FINANCIAL SERVICES	State registered	Apr 28, 2023	n/a	yes	MARYSVILLE, KS	Current employment
AFFINITY FINANCIAL ADVISORS	Former SEC adviser	Jul 16, 2019	Oct 6, 2023	no	MARYSVILLE, KS\|LAWRENCE, KS	Previous registration
REGAL ADVISORY SERVICES, INC.	Independent wealth	Aug 22, 2011	Nov 5, 2012	no	MARYSVILLE, KS\|GLENVIEW, IL\|MARYSVILLE, KS	Previous registration
PATRIOT ENTERPRISES LLC	n/a	Dec 14, 2007	May 10, 2010	no	MARYSVILLE, KS	Previous registration
BROOKSTREET SECURITIES CORPORATION	n/a	Sep 28, 2006	Jul 16, 2007	no	MARYSVILLE, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AFFINITY FINANCIAL ADVISORS	RYAN SMITH FINANCIAL SERVICES	Oct 6, 2023	Apr 28, 2023	-161	Firm change after gap	RIA to state RIA
REGAL ADVISORY SERVICES, INC.	AFFINITY FINANCIAL ADVISORS	Nov 5, 2012	Jul 16, 2019	2,444	Firm change after gap	Other
PATRIOT ENTERPRISES LLC	REGAL ADVISORY SERVICES, INC.	May 10, 2010	Aug 22, 2011	469	Firm change after gap	Other
BROOKSTREET SECURITIES CORPORATION	PATRIOT ENTERPRISES LLC	Jul 16, 2007	Dec 14, 2007	151	Firm change	Other

Relationships

Registered with (5)

→ RYAN SMITH FINANCIAL SERVICESRegistered adviserregistration: current employment
Apr 28, 2023 to presentfactForm ADV
→ AFFINITY FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jul 16, 2019 to Oct 6, 2023factForm ADV
→ REGAL ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 22, 2011 to Nov 5, 2012factForm ADV
→ PATRIOT ENTERPRISES LLCRegistered adviserregistration: previous registration
Dec 14, 2007 to May 10, 2010factForm ADV
→ BROOKSTREET SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 28, 2006 to Jul 16, 2007factForm ADV

Dated events

Occurred
Oct 6, 2023
Advisor changed firm
Ryan Frederick Smith left Affinity Financial Advisors for Ryan Smith Financial Services (registered 2023-04-28)
Form ADVobserved 3 days ago