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Advisor at HOXTON PLANNING & MANAGEMENT, LLC
SHEPHERDSTOWN, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HOXTON PLANNING & MANAGEMENT, LLC | Independent wealth | Mar 31, 2022 | n/a | yes | SHEPHERDSTOWN, WV | Current employment |
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | Apr 5, 2016 | Apr 28, 2022 | no | SHEPHERDSTOWN, WV | Previous registration |
| HFI WEALTH MANAGEMENT | Former SEC adviser | Jul 2, 2002 | Apr 12, 2016 | no | SHEPHERDSTOWN, WV|SHEPHERDSTOWN, WV | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 18, 2000 | Aug 20, 2002 | no | SHEPERDSTOWN, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISORS | HOXTON PLANNING & MANAGEMENT, LLC | Apr 28, 2022 | Mar 31, 2022 | -28 | Firm change | Ibd to new firm |
| HFI WEALTH MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS | Apr 12, 2016 | Apr 5, 2016 | -7 | Firm change | Other |
| LPL FINANCIAL LLC | HFI WEALTH MANAGEMENT | Aug 20, 2002 | Jul 2, 2002 | -49 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 121275:134600:WV:2016-04-01 | Apr 12, 2016 | Apr 5, 2016 | SHEPHERDSTOWN, WV | Firm change |