DFX Intelligence

A•••• R••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

A•••• R••• R••••••

Advisor at G••••• R••••••••• P••••••• L••

SAN RAFAEL, CA | Long Beach, CA

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Search this name across graphsid dfx:ria:f762ada6-f1df-5057-2eaf-09d4225bc2a7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 28, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: May 28, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Mar 3, 2026	n/a	yes	SAN RAFAEL, CA\|Long Beach, CA	Current employment
T•• A•••••••• G••••	Bd affiliated wealth	Apr 26, 2022	Feb 25, 2026	no	Torrance, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• G••••	G••••• R••••••••• P••••••• L••	Feb 25, 2026	Mar 3, 2026	6	Firm change	Other
U••• B•••••• I••••••••• I•••	T•• A•••••••• G••••	Apr 28, 2022	Apr 26, 2022

Relationships

Registered with (5)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Mar 3, 2026 to presentfactForm ADV
→ T•• A•••••••• G••••Registered adviserregistration: previous registration
Apr 26, 2022 to Feb 25, 2026factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 6, 2019 to Apr 28, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

Occurred
Feb 25, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f762ada6-f1df-5057-2eaf-09d4225bc2a7
First observed: May 28, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.