DFX Intelligence

G•••••• L•• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

G•••••• L•• P•••••

Advisor at B••••••••• A•••• M••••••••• L••

JUPITER, FL | Chaska, MN

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Search this name across graphsid dfx:ria:f7632f74-03c1-de5d-0b70-603a42086fdf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 11, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• A•••• M••••••••• L••	I•••••••••_WEALTH	Mar 11, 2021	n/a	yes	JUPITER, FL\|Chaska, MN	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Sep 16, 2020	Feb 26, 2021	no	Golden Valley, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	B••••••••• A•••• M••••••••• L••	Feb 26, 2021	Mar 11, 2021	13	Firm change	Other
S••• C•••••• I•••	N••••••••• M••••• I••••••••• S•••••••••	Jul 31, 2020	Sep 16, 2020

Relationships

Registered with (5)

→ B••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 11, 2021 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Sep 16, 2020 to Feb 26, 2021factForm ADV
→ S••• C•••••• I•••Registered adviserregistration: previous registration
Oct 6, 2015 to Jul 31, 2020factForm ADV
→ I••••••••• S•••••••• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7632f74-03c1-de5d-0b70-603a42086fdf
First observed: Jan 31, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.