This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

IMPERITY WEALTH ALLIANCE LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 1973earliest registration or exam on IAPD

Years in industry

53derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

1

Exams

S63

First exam

Dec 19, 1983

First registration

Jun 30, 2021

Dual registered

yes, broker-dealer

Other names

ROBERT J ADLER|ROBERT J. ADLER|ROBERT J ADLER|BOB ADLER

IAPD individual key

1052077

• Occurred

  May 11, 2023
  Advisor changed firm

  Robert J Adler left Principal Securities, Inc. for Commonwealth Financial Network (registered 2023-05-01)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f768ee7a-818c-a128-65a0-de35cd0a6447

First observed

Jun 30, 2021

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.