DFX Intelligence

F•••••••• M••••••••• S•••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

F•••••••• M••••••••• S•••••••• I••

CRD 115897

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:f77aa5f1-5616-056a-388c-6f9a09af9998

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2026 to Mar 13, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 6
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 115897
Filings on the tape: 1
First filed: Mar 13, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••••• R••••• C•••••	Chartered Financial Analyst	OVERLAND PARK, KS	20	26	1	no
A••• N•••• W•••••	n/a	OVERLAND PARK, KS	6	19

Relationships

Registered with (3)

← C••• P•••••••Advisorregistration: current employment
Jul 11, 2022 to presentfactForm ADV
← A••• N•••• W•••••Advisorregistration: current employment
Dec 19, 2019 to presentfactForm ADV
← C•••••• R••••• C•••••Advisorregistration: current employment
Jul 6, 2006 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f77aa5f1-5616-056a-388c-6f9a09af9998
First observed: Mar 13, 2026
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.