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C•••••• I••••••••• M••••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C•••••• I••••••••• M••••••••• L••••••

CRD 161532

HONG KONG

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Search this name across graphsid dfx:ria:f7873265-a117-fd46-713e-8f224719fcec

Data as of Dec 20, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Dec 20, 2012
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $537MItem 5.F on the latest filing (2012-12-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $537M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• K•••• V•••• F•••	Hedge Fund	$44.2M	Jul 2, 2024	22	Apr 2, 2012	reported	021-265820
C•••••• J• F••••• G••••• F••••• F••• L••••••	Hedge Fund	$30.5M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• G•••• H••••••• L••••••	Shareholder	E	yes	03/2002	Apr 2, 2012	Dec 20, 2012
H•• Y•••••• Y•• Y••	COO, HEAD OF LEGAL	Na	yes	04/2001	Apr 2, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• I••••••••• M••••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
C•• A••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
J•••• R••••••••• A••••• M•••••• L••••••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
HONG KONG	n/a	Hong Kong	n/a	no

Relationships

Advises (2)

→ C•••••• K•••• V•••• F•••Private fundHedge Fund, ERA
Apr 2, 2012 to presentfactForm ADV
→ C•••••• J• F••••• G••••• F••••• F••• L••••••Private fundHedge Fund, IA
Apr 2, 2012 to presentfactForm ADV

Controls (5)

← W•••• R••••••• K•• J•••OwnerSHAREHOLDER, ownership code C, individual
Apr 2, 2012 to presentfactForm ADV
← Y••• V••••• ••••Owner

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7873265-a117-fd46-713e-8f224719fcec
First observed: Apr 2, 2012
Last observed: Dec 20, 2012 167 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.