DFX Intelligence

B•••• M•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

B•••• M•••••• L••

CRD 310508

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Search this name across graphsid dfx:ria:f787827c-6b50-d391-c1cb-f76b5d69409c

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2026 to Mar 31, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $2.5M••• Locked
Discretionary RAUM: $2.5M
Private client RAUM: $1.9Mderived••• Locked
Private client share: 75%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1
Offices

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••• T•••• H•••	Certified Financial Planner	ANKENY, IA	5	15	2	no

Relationships

Registered with (3)

← S••• T•••• H•••Advisorregistration: current employment
Oct 2, 2020 to presentfactForm ADV
← L•••••• N••••• M••••••Advisorregistration: previous registration
Feb 7, 2022 to Jun 22, 2022factForm ADV
← J••••• A••• K••••••Advisorregistration: previous registration
Oct 2, 2020 to Sep 8, 2021factForm ADV

Dated events

Occurred
Jun 22, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f787827c-6b50-d391-c1cb-f76b5d69409c
First observed: Mar 31, 2026
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.