DFX Intelligence

R••••• L•••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

R••••• L•••• R•••••

Advisor at R••••• C•••••• A•••••••• L••

HORSESHOE BAY, TX

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Search this name across graphsid dfx:ria:f78fe784-d8e6-1b33-755e-e9468042571d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• C•••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 30, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• C•••••• A•••••••• L••	State registered	Apr 24, 2015	n/a	yes	HORSESHOE BAY, TX	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	May 30, 2008	May 1, 2012	no	HOUSTON, TX\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	R••••• C•••••• A•••••••• L••	May 1, 2012	Apr 24, 2015	1,088	Firm change after gap	Ibd to state RIA
A• G• E•••••• • S•••• I•••	S•••••• N••••••• • C••••••• I•••••••••	May 2, 2007	May 30, 2008

Relationships

Registered with (3)

→ R••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Apr 24, 2015 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
May 30, 2008 to May 1, 2012factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviserregistration: previous registration
Feb 7, 2003 to May 2, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f78fe784-d8e6-1b33-755e-e9468042571d
First observed: Feb 7, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.