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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

MICHAEL THOMAS VAN KLEECK

Advisor at SEIA

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:f7903d24-8a70-75a9-dcdc-0e81078b93c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEIA
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 22, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S63|S65
First exam: Mar 22, 1995
First registration: Mar 8, 2002
Dual registered: yes, broker-dealer
Other names: MIKE VAN KLEECK|MICHAEL THOMAS VANKLEECK
IAPD individual key: 2576750

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIGNATURE INVESTMENT ADVISORS, LLC	Independent wealth	May 11, 2012	n/a	yes	LOS ANGELES, CA	Current employment
Seia	Bd affiliated wealth	Feb 23, 2010	n/a	yes	LOS ANGELES, CA	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Oct 14, 2004	Nov 9, 2007	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Jan 7, 2003	May 6, 2003	no	BEVERLY HILLS, CA	Previous registration
WADDELL & REED	Former SEC adviser	Mar 8, 2002	Oct 4, 2002	no	TORRANCE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	Seia	Nov 9, 2007	Feb 23, 2010	837	Firm change after gap	Other
WAMU INVESTMENTS, INC.	EQUITABLE ADVISORS, LLC	May 6, 2003	Oct 14, 2004	527	Firm change after gap	Other
WADDELL & REED	WAMU INVESTMENTS, INC.	Oct 4, 2002	Jan 7, 2003	95	Firm change	Other

Relationships

Registered with (5)

→ SIGNATURE INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
May 11, 2012 to presentfactForm ADV
→ SEIARegistered adviserregistration: current employment
Feb 23, 2010 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 14, 2004 to Nov 9, 2007factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 7, 2003 to May 6, 2003factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Mar 8, 2002 to Oct 4, 2002factForm ADV

Dated events

No dated event names this entity yet.