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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MA ASSET MANAGEMENT, LLC

CRD 155135

PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f7994cf8-4a6d-af80-4790-e59721c3cd8f

Data as of May 30, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2012 to May 30, 2013
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.2MItem 5.F on the latest filing (2013-05-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 8
SEC number: 801-72069
CRD: 155135
Filings on the tape: 8
First filed: Jan 20, 2012
Latest filed: May 30, 2013
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MA CAPITAL MANAGEMENT, LLC	Owner	E	yes	10/2012	Nov 5, 2012	May 30, 2013
AGARWAL, MONTY	MANAGING MEMBER	C	no	05/2009	Nov 5, 2012	May 30, 2013
NYUSA, CHERYL	MANAGING MEMBER	F	no	10/2012	Nov 12, 2012	May 30, 2013
NYUSA, CHERYL	CHIEF COMPLIANCE OFFICER	Na	no	10/2012	Nov 12, 2012	May 30, 2013
SPEZAKIS, ZINOVIA, NMN	MANAGING MEMBER	F	no	10/2012	Jan 20, 2012	May 30, 2013
STEPHAN, JAMES, MARK	MANAGING MEMBER	C	no	10/2012	Nov 5, 2012	May 30, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MA CAPITAL MANAGEMENT, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 1, 2013	$4.2M	$4.2M	4	3	n/a	n/a	n/a
2011	Jan 20, 2012	$4.0M	$4.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$4.2M	$4.0M	5.5%	n/a	n/a	4	n/a	n/a	n/a

Relationships

Owns (4)

← SPEZAKIS, ZINOVIA, NMNOwnerMANAGING MEMBER, ownership code F, individual
Jan 20, 2012 to presentfactForm ADV
← AGARWAL, MONTYOwnerMANAGING MEMBER, ownership code C, individual
Nov 5, 2012 to presentfactForm ADV
← STEPHAN, JAMES, MARKOwnerMANAGING MEMBER, ownership code C, individual
Nov 5, 2012 to presentfactForm ADV
← NYUSA, CHERYLOwnerMANAGING MEMBER, ownership code F, individual
Nov 12, 2012 to presentfactForm ADV

Controls (1)

← MA CAPITAL MANAGEMENT, LLCOwnerOWNER, ownership code E, domestic entity
Nov 5, 2012 to presentfactForm ADV

Dated events

Occurred
Nov 12, 2012
Succession filed (Item 4)
Ma Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7994cf8-4a6d-af80-4790-e59721c3cd8f
First observed: Jan 20, 2012
Last observed: May 30, 2013 162 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MA ASSET MANAGEMENT, LLC

CRD 155135

PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f7994cf8-4a6d-af80-4790-e59721c3cd8f

Data as of May 30, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MA CAPITAL MANAGEMENT, LLC

Owner

yes

10/2012

Nov 5, 2012

May 30, 2013

AGARWAL, MONTY

MANAGING MEMBER

05/2009

Nov 5, 2012

May 30, 2013

NYUSA, CHERYL

MANAGING MEMBER

10/2012

Nov 12, 2012

May 30, 2013

NYUSA, CHERYL

CHIEF COMPLIANCE OFFICER

10/2012

Nov 12, 2012

May 30, 2013

SPEZAKIS, ZINOVIA, NMN

MANAGING MEMBER

10/2012

Jan 20, 2012

May 30, 2013

STEPHAN, JAMES, MARK

MANAGING MEMBER

10/2012

Nov 5, 2012

May 30, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MA CAPITAL MANAGEMENT, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 1, 2013

$4.2M

n/a

2011

Jan 20, 2012

$4.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$4.2M

$4.0M

5.5%

n/a