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Advisor at LANARK FINANCIAL, INC.
WINDERMERE, FL | BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LANARK FINANCIAL, INC. | Bd affiliated wealth | Jun 18, 2021 | n/a | yes | WINDERMERE, FL|BIRMINGHAM, AL|BIRMINGHAM, AL | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Feb 3, 2021 | Jun 23, 2021 | no | ORLANDO, FL | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Feb 7, 2003 | Oct 29, 2010 | no | Orlando, FL|ORLANDO, FL|MAITLAND, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | LANARK FINANCIAL, INC. | Jun 23, 2021 | Jun 18, 2021 | -5 | Firm change | Ibd to ibd |
| CHARLES SCHWAB & CO., INC. | MML INVESTORS SERVICES, LLC | Oct 29, 2010 | Feb 3, 2021 | 3,750 | Firm change after gap | Ibd to ibd |