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Advisor at MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
Stuart, FL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | Mixed wealth | Jan 24, 2025 | n/a | yes | Stuart, FL|CHICAGO, IL | Current employment |
| SEQUOIA FINANCIAL GROUP, L.L.C. | Independent wealth | Jun 13, 2023 | Jan 16, 2025 | no | Tampa, FL|AKRON, OH | Previous registration |
| TRIAD FINANCIAL ADVISORS, INC. | Former SEC adviser | Mar 19, 2020 | Jun 30, 2023 | no | GREENSBORO, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SEQUOIA FINANCIAL GROUP, L.L.C. | MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | Jan 16, 2025 | Jan 24, 2025 | 8 | Firm change | RIA to RIA |
| TRIAD FINANCIAL ADVISORS, INC. | SEQUOIA FINANCIAL GROUP, L.L.C. | Jun 30, 2023 | Jun 13, 2023 | -17 | Firm change | RIA to RIA |