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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

OUMAR DIABY

Advisor at J.P. MORGAN SECURITIES LLC

NEW YORK, NY

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Search this name across graphsid dfx:ria:f7a71107-da40-23af-de8a-42ab787fae58

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 20, 1999
First registration: Sep 25, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 2627821

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	May 3, 2023	n/a	yes	NEW YORK, NY	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 7, 2022	Apr 25, 2023	no	NEW YORK, NY\|New York, NY\|Fort Mill, SC	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 18, 2014	Jan 22, 2021	no	BRONX, NY\|BRONX, NY\|BRONX, NY\|BRONX, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|New York, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
BLACKROCK FUND ADVISORS	Asset manager	Sep 25, 2009	Oct 10, 2013	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	J.P. MORGAN SECURITIES LLC	Apr 25, 2023	May 3, 2023	8	Firm change	Ibd to wirehouse
J.P. MORGAN SECURITIES LLC	CITIGROUP GLOBAL MARKETS INC.	Jan 22, 2021	Jun 7, 2022	501	Firm change after gap	Wirehouse to ibd
BLACKROCK FUND ADVISORS	J.P. MORGAN SECURITIES LLC	Oct 10, 2013	Jul 18, 2014	281	Firm change	Other

Relationships

Registered with (3)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jul 18, 2014 to Jan 22, 2021factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 7, 2022 to Apr 25, 2023factForm ADV
→ BLACKROCK FUND ADVISORSRegistered adviserregistration: previous registration
Sep 25, 2009 to Oct 10, 2013factForm ADV

Dated events

Occurred
Apr 25, 2023
Advisor changed firm
Oumar Diaby left Citigroup Global Markets Inc. for J.P. Morgan Securities Llc (registered 2023-05-03)
Form ADVobserved 5 days ago