S•••• M•••• K••

Advisor at E• W••••• A•••••••

TORRANCE, CA | Peoria, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 3, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Sep 17, 2025	n/a	yes	TORRANCE, CA\|Peoria, AZ	Current employment
B••••• M•••• D••••••••	Former SEC adviser	Apr 20, 2016	Nov 13, 2025	no	Albuquerque, NM\|Glendale, AZ\|SANTA FE, NM\|Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• M•••• D••••••••	E• W••••• A•••••••	Nov 13, 2025	Sep 17, 2025	-57	Firm change after gap	RIA to RIA
V••••••• A•••••••• I•••	B••••• M•••• D••••••••	Feb 19, 2016	Apr 20, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
172980:111147:NM:2025-11-13	Nov 13, 2025	Sep 17, 2025	SANTA FE, NM	Firm change after gap

Relationships

Registered with (3)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Sep 17, 2025 to presentfactForm ADV
→ B••••• M•••• D••••••••Registered adviserregistration: previous registration
Apr 20, 2016 to Nov 13, 2025factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 25, 2011 to Feb 19, 2016factForm ADV

Dated events

Order

Occurred
13 Nov 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 25, 2011
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.