DFX Intelligence

B••••• M•••• D••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

B••••• M•••• D••••••••

B••••• M•••• D••••••••, LLC, CRD 172980

SANTA FE, NM

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Search this name across graphs

Data as of Apr 30, 2025 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 12
On other graphs: 0
Observed: Apr 4, 2019 to Apr 30, 2025
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $327M••• Locked
Discretionary RAUM: $327M
Private client RAUM: $324Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••• L•••••••• F•••••••••	MANAGING MEMBER, CCO	D	yes	11/2015	Apr 4, 2019	Feb 21, 2024
K•••••• L•• A••• G•••••••	MINORITY OWNER	C	yes	01/2019	Apr 4, 2019	Feb 21, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Peoria	Az	United States	1	no
Scottsdale	Az	United States	1	no
Albuquerque	Nm	United States	1	no
Westerville	Oh	United States	1	no
n/a	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Apr 30, 2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	5	-5	n/a	0	0	0	1	5

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$327M	$272M	20.2%	$199M	17.9%	8	7	10	8

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E• W••••• A•••••••	3	Nov 13, 2025	Sep 18, 2025	SANTA FE, NM	Firm absorbed	RIA to RIA	60.0%

Relationships

Registered with (12)

← R•••••• C•••• C••Advisorregistration: previous registration
Mar 2, 2023 to Mar 9, 2026factForm ADV
← L•• A•• G••••••• K•••••Advisorregistration: previous registration
Jan 3, 2019 to Mar 9, 2026factForm ADV
← S•••• M•••• K••Advisorregistration: previous registration
Apr 20, 2016 to Nov 13, 2025factForm ADV
← J•••••• R••• B••••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
9 Mar 2026
Advisor changed firm2 events
B••••• M•••• D••••••••: advisor changed firm, 2 counterparties, on 9 Mar 2026
- ••• Locked
- ••• Locked
Occurred
13 Nov 2025
Team lift-out
••• Locked
Form ADV
2 advisors
Occurred
13 Nov 2025
Advisor changed firm3 events
B••••• M•••• D••••••••: advisor changed firm, 3 counterparties, on 13 Nov 2025
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
9 Aug 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
16 Jun 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 4, 2019
Last observed: Apr 30, 2025 17 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.