DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• W••••• B•••• G••••• L••
CREVE COEUR, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• W••••• B•••• G••••• L•• | Independent wealth | Apr 19, 2022 | n/a | yes | CREVE COEUR, MO | Current employment |
| C••••••• B•••••••• S•••••••• I•• | Former SEC adviser | Jan 4, 2021 | Feb 16, 2022 | no | KIRKWOOD, MO|CLAYTON, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• B•••••••• S•••••••• I•• | T•• W••••• B•••• G••••• L•• | Feb 16, 2022 | Apr 19, 2022 | 62 | Firm change | RIA to RIA |
| E••••• J•••• | C••••••• B•••••••• S•••••••• I•• | Nov 12, 2020 | Jan 4, 2021 |
| E••••• J•••• | National bd RIA | Jul 19, 2019 | Nov 12, 2020 | no | CLAYTON, MO | Previous registration |
| R•• A•••••••• L•• | Independent wealth | Oct 3, 2017 | Feb 7, 2019 | no | Creve Coeur, MO | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 3, 2016 | Oct 3, 2017 | no | CREVE COEUR, MO | Previous registration |
| 53 |
| Firm change |
| Ibd to RIA |
| R•• A•••••••• L•• | E••••• J•••• | Feb 7, 2019 | Jul 19, 2019 | 162 | Firm change | RIA to ibd |
| L•• F•••••••• L•• | R•• A•••••••• L•• | Oct 3, 2017 | Oct 3, 2017 | 0 | Firm change | Other |