DFX Intelligence

T••••• D•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

T••••• D•••• R••••••

Advisor at L•• F•••••••• L••

DECATUR, AL

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Search this name across graphsid dfx:ria:f7c1b515-9f41-0f2c-1c94-e12fe338fa85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 21, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 4, 2022	n/a	yes	DECATUR, AL	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 13, 2013	Oct 6, 2022	no	DECATUR, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	L•• F•••••••• L••	Oct 6, 2022	Oct 4, 2022	-2	Firm change	Ibd to RIA
M••••• K••••• • C••••••• L••	R•••••• J•••• • A••••••••• I•••	Feb 13, 2013	Feb 13, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:6413:AL:2022-10-06	Oct 6, 2022	Oct 4, 2022	DECATUR, AL	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 4, 2022 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2013 to Oct 6, 2022factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
May 24, 2007 to Feb 13, 2013factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Oct 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7c1b515-9f41-0f2c-1c94-e12fe338fa85
First observed: Jan 2, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.