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Advisor at WELLS FARGO ADVISORS
BEVERLY HILLS, CA | SANTA BARBARA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 3, 2023 | n/a | yes | SANTA BARBARA, CA|BEVERLY HILLS, CA | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Mar 3, 2023 | May 23, 2023 | no | Los Angeles, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Feb 17, 2016 | Mar 24, 2023 | no | Los Angeles, CA|BEVERLY HILLS, CA|Beverly Hills, CA|Aspen, CO | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 7, 2010 | Feb 29, 2016 | no | Los Angeles, CA | Previous registration |
| LEUCADIA ASSET MANAGEMENT LLC | Asset manager | Oct 18, 2007 | Feb 3, 2010 | no | LOS ANGELES, CA|NEW YORK, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 13, 2006 | Oct 8, 2007 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | WELLS FARGO ADVISORS | May 23, 2023 | May 3, 2023 | -20 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Mar 24, 2023 | Mar 3, 2023 | -21 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Feb 29, 2016 | Feb 17, 2016 | -12 | Firm change | Wirehouse to wirehouse |
| LEUCADIA ASSET MANAGEMENT LLC | J.P. MORGAN SECURITIES LLC | Feb 3, 2010 | Jan 7, 2010 | -27 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | LEUCADIA ASSET MANAGEMENT LLC | Oct 8, 2007 | Oct 18, 2007 | 10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108559:19616:CA:2023-05-23 | May 23, 2023 | May 3, 2023 | LOS ANGELES, CA | Firm change |
| 79:149777:CA:2016-02-29 | Feb 29, 2016 | Feb 17, 2016 | LOS ANGELES, CA | Firm change |