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Advisor at BEYOND YOUR HAMMOCK LLC
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BEYOND YOUR HAMMOCK LLC | Independent wealth | Aug 23, 2013 | n/a | yes | BOSTON, MA | Current employment |
| BREAKWATER ASSET MANAGEMENT, LLC | State registered | Feb 4, 2013 | Oct 16, 2013 | no | HAMPTON, NH | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Nov 17, 2010 | Jan 22, 2013 | no | LYNN, MA | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Feb 9, 2009 | Oct 14, 2009 | no | WESTBOROUGH, MA|PEABODY, MA | Previous registration |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Mar 17, 2008 | Feb 4, 2009 | no | LYNN, MA|LYNNFIELD, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BREAKWATER ASSET MANAGEMENT, LLC | BEYOND YOUR HAMMOCK LLC | Oct 16, 2013 | Aug 23, 2013 | -54 | Firm change after gap | Other |
| COMMONWEALTH FINANCIAL NETWORK | BREAKWATER ASSET MANAGEMENT, LLC | Jan 22, 2013 | Feb 4, 2013 | 13 | Firm change | Ibd to state RIA |
| SII INVESTMENTS, INC. | COMMONWEALTH FINANCIAL NETWORK | Oct 14, 2009 | Nov 17, 2010 | 399 | Firm change | Other |
| INVESTORS CAPITAL ADVISORY | SII INVESTMENTS, INC. | Feb 4, 2009 | Feb 9, 2009 | 5 | Firm change | Other |