DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
Saint Michael, MN | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | May 11, 2018 | n/a | yes | MINNEAPOLIS, MN|Saint Michael, MN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 29, 2017 | May 7, 2018 | no | MORRIS, MN|MONTICELLO, MN|BIG LAKE, MN | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Aug 20, 2015 | Nov 29, 2017 | no | MONTICELLO, MN|BIG LAKE, MN|MORRIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | THRIVENT INVESTMENT MANAGEMENT INC. | May 7, 2018 | May 11, 2018 | 4 | Firm change | RIA to ibd |
| INVESTMENT CENTERS OF AMERICA, INC. | LPL FINANCIAL LLC | Nov 29, 2017 | Nov 29, 2017 | 0 | Bulk transfer | Other |