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L•••• T•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner39 years in industry

L•••• T•••••• S•••••

Advisor at O•••••••••

OVERLAND PARK, KS | Clayton, MO

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Search this name across graphsid dfx:ria:f7deb5b2-f892-06ac-225a-de7d6a1765cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Apr 13, 2018	n/a	yes	OVERLAND PARK, KS\|Clayton, MO	Current employment
F•••• H•••••••• C••••••••• I•••	Bd affiliated wealth	May 14, 2007	Apr 13, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••••• C••••••••• I•••	O•••••••••	Apr 13, 2018	Apr 13, 2018	0	Firm change	Other
M••••• G•••• I••••••••• A•••••••• L••	F•••• H•••••••• C••••••••• I•••	Dec 31, 2006

Relationships

Registered with (3)

→ O•••••••••Registered adviserregistration: current employment
Apr 13, 2018 to presentfactForm ADV
→ F•••• H•••••••• C••••••••• I•••Registered adviserregistration: previous registration
May 14, 2007 to Apr 13, 2018factForm ADV
→ M••••• G•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2002 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7deb5b2-f892-06ac-225a-de7d6a1765cb
First observed: Jul 15, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.