This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

JANNEY MONTGOMERY SCOTT LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 25, 1997earliest registration or exam on IAPD

Years in industry

28derivedfrom the industry start date

Years at current firm

5derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Nov 25, 1997

First registration

Jun 5, 2000

Dual registered

yes, broker-dealer

Other names

RICH CARDINAL

IAPD individual key

2958585

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f7e20ebc-12ff-59e3-c84e-ff7fbdd930e7

First observed

Jun 5, 2000

Last observed

Sep 15, 2026 3 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.