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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FINANCIAL COUNSELING RESOURCES LLC

CRD 108743

LOS ALAMITOS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f7e915ce-45fa-bad2-2f5a-34433f115c3e

Data as of Nov 18, 2011 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2011 to Nov 18, 2011
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $18.0MItem 5.F on the latest filing (2011-11-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 70
SEC number: 801-57674
CRD: 108743
Filings on the tape: 3
First filed: Nov 10, 2011
Latest filed: Nov 18, 2011
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CONDE, ROGER, JOEL	Owner	E	yes	10/2005	Nov 10, 2011	Nov 18, 2011
LAMBERT, DEBRA, DIANE	Secretary	D	yes	06/1973	Nov 10, 2011	Nov 18, 2011
LAMBERT, LARRY, MAX	CEO & CHAIRMAN	D	yes	06/1973	Nov 10, 2011	Nov 18, 2011
LBL INSURANCE SERVICES, INC.	Owner	E	yes	02/1999	Nov 10, 2011	Nov 18, 2011
PACIFIC RETIREMENT ADVISORS,INC.	Owner	C	yes	08/2009	Nov 10, 2011	Nov 18, 2011
LARSON, LIANNE, NICHOLE	CHIEF COMPLIANCE OFFICER	Na	no	01/2004	Nov 10, 2011	Nov 18, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NPB FINANCIAL GROUP, LLC	Broker-Dealer	Former SEC adviser	$249M	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ NPB FINANCIAL GROUP, LLCRegistered adviser
factForm ADV

Controls (5)

← LAMBERT, DEBRA, DIANEOwnerSECRETARY, ownership code D, individual
Nov 10, 2011 to presentfactForm ADV
← CONDE, ROGER, JOELOwnerOWNER, ownership code E, individual
Nov 10, 2011 to presentfactForm ADV
← LAMBERT, LARRY, MAXOwnerCEO & CHAIRMAN, ownership code D, individual
Nov 10, 2011 to presentfactForm ADV
← LBL INSURANCE SERVICES, INC.OwnerOWNER, ownership code E, domestic entity
Nov 10, 2011 to presentfactForm ADV
← PACIFIC RETIREMENT ADVISORS,INC.OwnerOWNER, ownership code C, domestic entity
Nov 10, 2011 to presentfactForm ADV

Owns (1)

← LARSON, LIANNE, NICHOLEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 10, 2011 to presentfactForm ADV

Registered with (6)

← ADAM BRIAN HIMELSONAdvisorregistration: previous registration
Nov 1, 2017 to Dec 31, 2021factForm ADV
← ALEXANDRA NICOLE RASMUSSENAdvisorregistration: previous registration
Jul 7, 2016 to Dec 31, 2021factForm ADV
← DANIEL JOSHUA LEOAdvisorregistration: previous registration
Jul 18, 2014 to Jan 26, 2016factForm ADV
← EMILY JANE BUSHONGAdvisorregistration: previous registration
Apr 2, 2013 to Aug 21, 2015factForm ADV
← ROGER JOEL CONDEAdvisorregistration: previous registration
Sep 22, 2011 to Jul 25, 2013factForm ADV
← ERIN MURRAY WILLIAMSAdvisorregistration: previous registration
Sep 2, 2008 to Jul 28, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7e915ce-45fa-bad2-2f5a-34433f115c3e
First observed: Nov 10, 2011
Last observed: Nov 18, 2011 180 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINANCIAL COUNSELING RESOURCES LLC

CRD 108743

LOS ALAMITOS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f7e915ce-45fa-bad2-2f5a-34433f115c3e

Data as of Nov 18, 2011 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CONDE, ROGER, JOEL

Owner

yes

10/2005

Nov 10, 2011

Nov 18, 2011

LAMBERT, DEBRA, DIANE

Secretary

yes

06/1973

Nov 10, 2011

Nov 18, 2011

LAMBERT, LARRY, MAX

CEO & CHAIRMAN

yes

06/1973

Nov 10, 2011

Nov 18, 2011

LBL INSURANCE SERVICES, INC.

Owner

yes

02/1999

Nov 10, 2011

Nov 18, 2011

PACIFIC RETIREMENT ADVISORS,INC.

Owner

yes

08/2009

Nov 10, 2011

Nov 18, 2011

LARSON, LIANNE, NICHOLE

CHIEF COMPLIANCE OFFICER

01/2004

Nov 10, 2011

Nov 18, 2011

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NPB FINANCIAL GROUP, LLC

Broker-Dealer

Former SEC adviser

$249M

n/a