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Advisor at SEACREST WEALTH MANAGEMENT, LLC
SCOTTSDALE, AZ | PURCHASE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEACREST WEALTH MANAGEMENT, LLC | Independent wealth | Apr 4, 2018 | n/a | yes | SCOTTSDALE, AZ|PURCHASE, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 9, 2012 | no | WALNUT CREEK, CA|Pleasanton, CA|PLEASANTON, CA|Walnut Creek, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | WALNUT CREEK, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jul 8, 1997 | Apr 2, 2007 | no | DANVILLE, CA|HAYWARD, CA|HAYWARD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | SEACREST WEALTH MANAGEMENT, LLC | Mar 9, 2012 | Apr 4, 2018 | 2,217 | Firm change after gap | Wirehouse to RIA |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |