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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)39 years in industry

DANIEL JOHN MURPHY

Advisor at OSAIC WEALTH, INC.

LAKE OSWEGO, OR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 8, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S65|S63
First exam: Nov 20, 1986
First registration: Jan 8, 1993
Dual registered: yes, broker-dealer
IAPD individual key: 722183

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	n/a	yes	LAKE OSWEGO, OR	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Sep 1, 2020	Sep 1, 2023	no	LAKE OSWEGO, OR	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 1, 2018	Sep 11, 2020	no	LAKE OSWEGO, OR\|PORTLAND, OR\|LAKE OSWEGO, OR	Previous registration
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC	Former SEC adviser	Jun 17, 2009	Jan 17, 2018	no	PORTLAND, OR\|PORTLAND, OR\|LAKE OSWEGO, OR	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 23, 2009	no	Portland, OR	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 9, 2004	Jun 1, 2009	no	PORTLAND, OR\|PORTLAND, OR	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Aug 13, 2004	no	PORTLAND, OR	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jan 8, 1993	Jul 1, 2003	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	SAGEPOINT FINANCIAL, INC.	Sep 11, 2020	Sep 1, 2020	-10	Firm change	Ibd to ibd
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC	LPL FINANCIAL LLC	Jan 17, 2018	Feb 1, 2018	15	Firm change	Other
MORGAN STANLEY	STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC	Jun 23, 2009	Jun 17, 2009	-6	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Aug 13, 2004	Aug 9, 2004	-4	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:133763:OR:2020-09-11	Sep 11, 2020	Sep 1, 2020	LAKE OSWEGO, OR	Firm change

Relationships

Registered with (8)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 1, 2020 to Sep 1, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 1, 2018 to Sep 11, 2020factForm ADV
→ STEWARD PARTNERS INVESTMENT SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jun 17, 2009 to Jan 17, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 23, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 9, 2004 to Jun 1, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Aug 13, 2004factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jan 8, 1993 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.