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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Saratoga Springs, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 14, 2021 | n/a | yes | Saratoga Springs, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 4, 2007 | Nov 24, 2015 | no | ALBANY, NY|LATHAM, NY|ALBANY, NY|ALBANY, NY|ALBANY, NY|KINGSTON, NY|LATHAM, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Nov 24, 2015 | Jun 14, 2021 | 2,029 | Firm change after gap | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:NY:2015-11-23 | Nov 24, 2015 | Jun 14, 2021 | LATHAM, NY | Firm change after gap |