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Advisor at OSAIC WEALTH, INC.
CHESAPEAKE CITY, MD | Park City, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | n/a | yes | CHESAPEAKE CITY, MD|Park City, UT | Current employment |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Oct 9, 2013 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| FAITHWARD ADVISORS, LLC | Independent wealth | Aug 27, 2013 | Jun 18, 2024 | no | CHESAPEAKE CITY, MD | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Nov 21, 2002 | Aug 22, 2013 | no | CHESAPEAKE CITY, MD|BALA CYNWYD, PA|CHESAPEAKE CITY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | OSAIC WEALTH, INC. | Oct 11, 2024 | Oct 11, 2024 | 0 | Bulk transfer | Ibd to ibd |
| FAITHWARD ADVISORS, LLC | AMERICAN PORTFOLIOS ADVISORS, INC | Jun 18, 2024 | Oct 9, 2013 | -3,905 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | FAITHWARD ADVISORS, LLC | Aug 22, 2013 | Aug 27, 2013 | 5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 116978:112697:MD:2024-06-18 | Jun 18, 2024 | Oct 9, 2013 | CHESAPEAKE CITY, MD | Firm change after gap |