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Reading the graph
Advisor at STOCK PRO
BELLINGHAM, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STOCK PRO | State registered | Nov 2, 2016 | n/a | yes | BELLINGHAM, WA | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Jul 27, 2016 | Nov 8, 2016 | no | BELLINGHAM, WA|SAN DIEGO, CA|Bellingham, WA | Previous registration |
| EDWARD JONES | National bd RIA | Dec 17, 2013 | Aug 9, 2016 | no | ST LOUIS, MO|BELLINGHAM, WA|BELLINGHAM, WA|BELLINGHAM, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | STOCK PRO | Nov 8, 2016 | Nov 2, 2016 | -6 | Firm change | Other |
| EDWARD JONES | INDEPENDENT FINANCIAL GROUP, LLC | Aug 9, 2016 | Jul 27, 2016 | -13 | Firm change | Other |