DFX Intelligence

K•••• C•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

K•••• C•••• C••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

PERRYSBERG, OH

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Search this name across graphsid dfx:ria:f8034953-7cee-feb9-d330-a028645d6fb0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 7, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 19, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Dec 18, 2009	n/a	yes	PERRYSBERG, OH	Current employment
C••••• A••••••• L••	Former SEC adviser	Jan 1, 2004	Dec 18, 2009	no	PERRYSBURG, OH\|TOLEDO, OH\|PERRYSBURG, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 18, 2009	Dec 18, 2009	0	Firm change	Other
V••••• S••••••••• C•••••••••	C••••• A••••••• L••	Jan 1, 2004	Jan 1, 2004

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 18, 2009 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 1, 2004 to Dec 18, 2009factForm ADV
→ V••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Dec 7, 1999 to Jan 1, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8034953-7cee-feb9-d330-a028645d6fb0
First observed: Dec 7, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.