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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

DICK ADVISORY GROUP

DICK ADVISORY GROUP LLC, CRD 333425

TEWKSBURY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f804fabf-6f49-c5a9-7799-990faea32a72

Data as of Dec 6, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 3
On other graphs: 0
Observed: Oct 7, 2024 to Dec 6, 2024
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2024-12-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
Custody, client assets: $0
SEC number: 801-131432
CRD: 333425
Filings on the tape: 5
First filed: Oct 7, 2024
Latest filed: Dec 6, 2024
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DICK, BRIAN, HOWARD	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	09/2024	Oct 7, 2024	Dec 6, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DICK INSURANCE AGENCY	n/a	n/a	n/a	N	yes	n/a

Relationships

Controls (1)

← DICK, BRIAN, HOWARDOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Oct 7, 2024 to presentfactForm ADV

Registered with (1)

← BRIAN HOWARD DICKAdvisorregistration: previous registration
Nov 8, 2024 to Jan 16, 2025factForm ADV

Dated events

Occurred
Feb 3, 2025
Left the SEC roster
Dick Advisory Group no longer on the SEC adviser roster (last listed 2025-01-02)
Form ADVobserved 5 days ago
0 USD_RAUM
Occurred
Jan 16, 2025
Advisor departed, no destination yet
Brian Howard Dick no longer registered at Dick Advisory Group; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Oct 7, 2024
First Form ADV filing
Dick Advisory Group filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f804fabf-6f49-c5a9-7799-990faea32a72
First observed: Oct 7, 2024
Last observed: Dec 6, 2024 21 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DICK ADVISORY GROUP

DICK ADVISORY GROUP LLC, CRD 333425

TEWKSBURY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f804fabf-6f49-c5a9-7799-990faea32a72

Data as of Dec 6, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DICK, BRIAN, HOWARD

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

09/2024

Oct 7, 2024

Dec 6, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DICK INSURANCE AGENCY

n/a

yes

n/a