DFX Intelligence

C••••••••• A•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

C••••••••• A•••••• S•••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Columbia , MD

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Search this name across graphsid dfx:ria:f80d5595-f0e6-6267-868b-bd4ea7a46f39

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	May 3, 2011	n/a	yes	Columbia , MD	Current employment
P•••••••• F•••••••• A••••••• G••••	Independent wealth	May 9, 2007	Feb 16, 2012	no	GLEN BURNIE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• F•••••••• A••••••• G••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Feb 16, 2012	May 3, 2011	-289	Firm change after gap	Other
A•••• • F•••••••• P•••••••• L••	P•••••••• F•••••••• A••••••• G••••	Aug 26, 2010	May 9, 2007

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
May 3, 2011 to presentfactForm ADV
→ P•••••••• F•••••••• A••••••• G••••Registered adviserregistration: previous registration
May 9, 2007 to Feb 16, 2012factForm ADV
→ A•••• • F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 27, 2007 to Aug 26, 2010factForm ADV
→ D••••••• W••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f80d5595-f0e6-6267-868b-bd4ea7a46f39
First observed: Jan 29, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.