DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at D.A. DAVIDSON & CO.
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | Independent wealth | May 28, 2025 | n/a | yes | DENVER, CO | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 17, 2015 | Jun 11, 2025 | no | LONE TREE, CO|Lone Tree, CO|Princeton, NJ|Lone Tree, CO|Chicago, IL|WESTLAKE, TX|San Francisco, CA|Boston, MA|Lone Tree, CO|Westlake, TX|Arvada, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | D.A. DAVIDSON & CO. | Jun 11, 2025 | May 28, 2025 | -14 | Firm change | Ibd to RIA |