W•••• N•• K••••

Advisor at D••••••• C•

WHITE PLAINS, NY

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Search this name across graphsid dfx:ria:f8171268-7626-4976-9b32-99d1fc0aee70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• C•
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: May 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• C•	Asset manager	Aug 6, 2021	n/a	yes	WHITE PLAINS, NY	Current employment
V••••• A•••• M•••••••••	n/a	Mar 9, 2011	Dec 31, 2013	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• A•••• M•••••••••	D••••••• C•	Dec 31, 2013	Aug 6, 2021	2,775	Firm change after gap	Other

Relationships

Registered with (2)

→ D••••••• C•Registered adviserregistration: current employment
Aug 6, 2021 to presentfactForm ADV
→ V••••• A•••• M•••••••••Registered adviserregistration: previous registration
Mar 9, 2011 to Dec 31, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8171268-7626-4976-9b32-99d1fc0aee70
First observed: Mar 9, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.