DFX Intelligence

T••• G••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

T••• G••••• S•••••

Advisor at C••••• F•••••••• N••••••• L••

DRAPER, UT

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Search this name across graphsid dfx:ria:f81a8956-0f5b-4649-5d54-4613257d19a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• N••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• N••••••• L••	Independent wealth	Jun 3, 2024	n/a	yes	DRAPER, UT	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Jan 4, 2023	Mar 21, 2024	no	SAN FRANCISCO, CA\|Cottonwood Heights, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	S••••• W••••• A•••••••• I•••	Jun 13, 2024	Feb 11, 2020	-1,584	Channel change	Ibd to ibd
S••••• W••••• A•••••••• I•••	C••••• F•••••••• N••••••• L••	Mar 21, 2024	Jun 3, 2024

Relationships

Registered with (4)

→ C••••• F•••••••• N••••••• L••Registered adviserregistration: current employment
Jun 3, 2024 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Feb 11, 2015 to Jun 13, 2024factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 4, 2023 to Mar 21, 2024factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Mar 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f81a8956-0f5b-4649-5d54-4613257d19a1
First observed: Aug 11, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.