DFX Intelligence

M•••••• L•• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

M•••••• L•• K•••••

Advisor at R••••• W• B•••• • C•• I•••••••••

EDINA, MN

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Search this name across graphsid dfx:ria:f81ba943-14dc-190b-5fb8-5233c13d7369

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 30, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Jun 18, 2026	n/a	yes	EDINA, MN	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Feb 11, 2009	Jun 24, 2026	no	MINNEAPOLIS, MN\|Edina, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	R••••• W• B•••• • C•• I•••••••••	Jun 24, 2026	Jun 18, 2026	-6	Firm change	Ibd to RIA
U•• F•••••••• S••••••• I•••	R•• C•••••• M••••••• L••	Mar 3, 2009	Feb 11, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
31194:8158:MN:2026-06-24	Jun 24, 2026	Jun 18, 2026	EDINA, MN	Firm change

Relationships

Registered with (3)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Jun 18, 2026 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Feb 11, 2009 to Jun 24, 2026factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 12, 2007 to Mar 3, 2009factForm ADV

Dated events

Occurred
Jun 24, 2026
Advisor changed firm
M•••••• L•• K••••• left R•• C•••••• M••••••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2026-06-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f81ba943-14dc-190b-5fb8-5233c13d7369
First observed: Feb 12, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.