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K••• D•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

K••• D•••• W••••••

Advisor at V•• C•••••• W••••• M••••••••• L••

Dubuque, IA | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:f82549ed-d79d-800a-dab3-ccd09c484f08

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Nov 11, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•• C•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
V•• C•••••• W••••• M••••••••• L••	Independent wealth	Aug 26, 2026	n/a	yes	Dubuque, IA\|MINNEAPOLIS, MN	Current employment
C•••••• C•••••• G••••• I•••	Mixed wealth	Feb 26, 2024	Aug 28, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• G••••• I•••	V•• C•••••• W••••• M••••••••• L••	Aug 28, 2026	Aug 26, 2026	-2	Firm change	RIA to RIA
E•••••••• P•••• W••••• P•••••••• L••	C•••••• C•••••• G••••• I•••	Jan 23, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
128518:297362:MN:2026-08-28	Aug 28, 2026	Aug 26, 2026	EDINA, MN	Firm change

Relationships

Registered with (5)

→ V•• C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 26, 2026 to presentfactForm ADV
→ C•••••• C•••••• G••••• I•••Registered adviserregistration: previous registration
Feb 26, 2024 to Aug 28, 2026factForm ADV
→ E•••••••• P•••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 17, 2023 to Jan 23, 2024factForm ADV
→ A•••• W••••• M•••••••••

Dated events

Occurred
Aug 28, 2026
Advisor changed firm
K••• D•••• W•••••• left C•••••• C•••••• G••••• I••• for V•• C•••••• W••••• M••••••••• L•• (registered 2026-08-26)
Form ADVobserved 7 days ago
Occurred
Jan 23, 2024
Advisor changed firm
K••• D•••• W•••••• left E•••••••• P•••• W••••• P•••••••• L•• for C•••••• C•••••• G••••• I••• (registered 2024-02-26)
Form ADVobserved 7 days ago
Occurred
Dec 5, 2022
Advisor changed firm
K••• D•••• W•••••• left A•••• W••••• M••••••••• for E•••••••• P•••• W••••• P•••••••• L•• (registered 2023-02-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f82549ed-d79d-800a-dab3-ccd09c484f08
First observed: Nov 11, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.