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Advisor at LPL ENTERPRISE, LLC
WYOMISSING, PA | Wyomissing, PA | FORT MILL, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Oct 1, 2024 | n/a | yes | WYOMISSING, PA|FORT MILL, SC|Wyomissing, PA | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Sep 7, 2011 | Oct 1, 2024 | no | WYOMISSING, PA|WYOMISSING, PA|CAMP HILL, PA|Exton, PA|WYOMISSING, PA|CAMP HILL, PA|Wyomissing, PA|Lake Oswego, OR|WYOMISSING, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Oct 1, 2024 | Oct 1, 2024 | 0 | Firm change | Ibd to new firm |