DFX Intelligence

J••••••• G•• R•••••• J••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant15 years in industry

J••••••• G•• R•••••• J••

Advisor at C••••••• S•••••••• W••••• A•••••••• L••

SEATTLE, WA

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Search this name across graphsid dfx:ria:f828eae9-4dc1-b6ed-dee8-6a22f23bfafd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S•••••••• W••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S•••••••• W••••• A•••••••• L••	State registered	Aug 31, 2020	n/a	yes	SEATTLE, WA	Current employment
H•••••• T••••••• • K•••• L••	Independent wealth	Jul 18, 2011	Sep 9, 2020	no	BELLEVUE, WA\|SEATTLE, WA\|SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	C••••••• S•••••••• W••••• A•••••••• L••	Sep 9, 2020	Aug 31, 2020	-9	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ C••••••• S•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Aug 31, 2020 to presentfactForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Jul 18, 2011 to Sep 9, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f828eae9-4dc1-b6ed-dee8-6a22f23bfafd
First observed: Jul 18, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.