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Advisor at LPL FINANCIAL LLC
ROANOKE, VA | MARTINSVILLE, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 26, 2010 | n/a | yes | MARTINSVILLE, VA|ROANOKE, VA | Current employment |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 5, 2006 | Apr 27, 2010 | no | RIDGEWAY, VA|ROANOKE, VA|ROANOKE, VA|MARTINSVILLE, VA|ROANOKE, VA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 18, 1997 | Nov 28, 2005 | no | ROANOKE, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUNTRUST INVESTMENT SERVICES, INC. | LPL FINANCIAL LLC | Apr 27, 2010 | Apr 26, 2010 | -1 | Firm change | Other |
| LPL FINANCIAL LLC | SUNTRUST INVESTMENT SERVICES, INC. | Nov 28, 2005 | Jun 5, 2006 | 189 | Firm change | Other |