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Advisor at 626 FINANCIAL, LLC
PORTAGE, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 626 FINANCIAL, LLC | Independent wealth | Mar 31, 2021 | n/a | yes | PORTAGE, MI | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 22, 2018 | Sep 16, 2021 | no | PORTAGE, MI | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Apr 22, 2015 | Feb 23, 2018 | no | PORTAGE, MI | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Apr 3, 2014 | Apr 23, 2015 | no | Bel Air, MD|ELLICOTT CITY, MD|LUTHERVILLE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 626 FINANCIAL, LLC | Sep 16, 2021 | Mar 31, 2021 | -169 | Firm change after gap | Ibd to new firm |
| OPPENHEIMER & CO. INC. | LPL FINANCIAL LLC | Feb 23, 2018 | Feb 22, 2018 | -1 | Firm change | Other |
| PNC WEALTH MANAGEMENT | OPPENHEIMER & CO. INC. | Apr 23, 2015 | Apr 22, 2015 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:306474:MI:2021-09-16 | Sep 16, 2021 | Mar 31, 2021 | PORTAGE, MI | Firm change after gap |
| 249:6413:MI:2018-02-23 | Feb 23, 2018 | Feb 22, 2018 | PORTAGE, MI | Firm change |