DFX Intelligence

A••••• R••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

A••••• R••••• P••••

Advisor at F••••••••• I••••••••• A••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:f836016b-32c7-bce1-461b-fad8b76a508c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• I••••••••• A••••••• L••	Independent wealth	Apr 28, 2023	n/a	yes	GREENVILLE, SC\|Denver, CO\|PHOENIX, AZ	Current employment
E••••••• W••••• M•••••••••	Independent wealth	Nov 2, 2021	Apr 14, 2023	no	Englewood, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• W••••• M•••••••••	F••••••••• I••••••••• A••••••• L••	Apr 14, 2023	Apr 28, 2023	14	Firm change	RIA to RIA
S••••••• F•••••••• S•••••••• I•••	E••••••• W••••• M•••••••••	Oct 13, 2021	Nov 2, 2021

Relationships

Registered with (6)

→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Apr 28, 2023 to presentfactForm ADV
→ E••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 2, 2021 to Apr 14, 2023factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 27, 2020 to Oct 13, 2021factForm ADV
→ P••••••• C•••••• A••••••• C•••••••••

Dated events

Occurred
Apr 14, 2023
Advisor changed firm
A••••• R••••• P•••• left E••••••• W••••• M••••••••• for F••••••••• I••••••••• A••••••• L•• (registered 2023-04-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f836016b-32c7-bce1-461b-fad8b76a508c
First observed: Jun 28, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.