L••••• C••••

Advisor at 7•••••• A•••••••• L••

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8368ba7-6f27-ab88-47b4-00eff8c6d817

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 7•••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
7•••••• A•••••••• L••	State registered	Oct 9, 2014	n/a	yes	LOS ANGELES, CA	Current employment
K•• A•••••••	Former SEC adviser	Mar 20, 2013	Nov 26, 2014	no	LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• A•••••••	7•••••• A•••••••• L••	Nov 26, 2014	Oct 9, 2014	-48	FIRM_C••••E_AFTER_GAP	Other
E•••••• C•••••• M••••••••• L••	K•• A•••••••	Oct 28, 2010	Mar 20, 2013

Relationships

Registered with (3)

→ 7•••••• A•••••••• L••Registered adviserregistration: current employment
Oct 9, 2014 to presentfactForm ADV
→ K•• A•••••••Registered adviserregistration: previous registration
Mar 20, 2013 to Nov 26, 2014factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 26, 2009 to Oct 28, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8368ba7-6f27-ab88-47b4-00eff8c6d817
First observed: Jun 26, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.