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Advisor at OSAIC WEALTH, INC.
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jul 8, 1997 | n/a | yes | WALNUT CREEK, CA | Current employment |
| NWF ADVISORY SERVICES INC | Independent wealth | Mar 19, 2009 | Jul 23, 2026 | no | WALNUT CREEK, CA|LOS ANGELES, CA | Previous registration |
| STERLING FINANCIAL SERVICES, INC. | n/a | Jul 12, 1999 | Mar 17, 2009 | no | WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | n/a | Jul 23, 2026 | n/a | n/a | Departure no registered destination | Departure |
| STERLING FINANCIAL SERVICES, INC. | NWF ADVISORY SERVICES INC | Mar 17, 2009 | Mar 19, 2009 | 2 | Firm change | Other |